Compliance Support

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At IFAC, we provide end-to-end compliance support to regulated firms across the financial services sector. Whether you are a newly authorised business, an established firm looking to strengthen your compliance framework, or preparing for regulatory change, we offer practical, expert guidance to help you meet your FCA obligations confidently and efficiently.

Our services are designed to provide proactive, ongoing support across all key areas of FCA compliance, including:

  • Policy & Procedure Development We help you design and maintain robust, FCA-compliant documentation, from conduct and governance policies to complaints handling, financial promotions, anti-money laundering (AML), and Consumer Duty procedures.
  • Promotions & Marketing Compliance Our specialists review and approve your financial promotions to ensure they are clear, fair, and not misleading, helping you avoid regulatory breaches and reputational risk.
  • Compliance Monitoring & Risk Management We create bespoke compliance monitoring plans and risk assessments tailored to your business model, providing you with practical tools to monitor, manage, and evidence your regulatory compliance.
  • Regulatory Filings & FCA Engagement From RegData returns to regulatory reporting and FCA communications, we offer hands-on support to help you stay on top of your obligations and deadlines.
  • Ongoing Advice & Consultancy We act as your trusted compliance partner, providing on-demand advice, updates on regulatory developments, and practical solutions to day-to-day compliance challenges.
  • Training & Staff Development We deliver tailored compliance training to help your teams understand and implement regulatory requirements effectively.
  • Transactional Compliance Support Whether you are acquiring a business or expanding your services, we provide due diligence and regulatory guidance to ensure your growth plans are compliant and low-risk.

With a practical, commercial approach, we dont just identify problems we help you fix them. Our mission is to simplify compliance, reduce regulatory risk, and give you the confidence to focus on growing your business.